MiFID - Archive documents
Information Regarding Categorisation
Information Regarding Categorisation – valid from 1.1.2014 till 2.1.2018
Information Regarding Categorisation - valid from 10.4.2012 till 31.12.2013
Information Regarding Categorisation- valid from 5.8.2011 till 9.4.2012
Information Regarding Categorisation - valid from 1.12. 2008 till 4.8.2011
Information obligation
Pre-trading Information Obligation - valid from 10.10.2022 tll 19.12.2022
Pre-trading Information Obligation - valid from 22.2.2021 tll 9.10.2022
Pre-trading Information Obligation - valid from 6.2.2020 tll 19.2.2021
Pre-trading Information Obligation - valid from 1.10.2018 to 5.2.2020
Pre-trading Information Obligation - valid from 2.1.2018 till 30.9.2018
Pre-trading Information Obligation - valid from 1.1.2014 till 2.1.2018
Pre-trading Information Obligation - valid from 25.10.2012 till 31.12.2013
Pre-trading Information Obligation - valid from 10.10.2012 till 24.10.2012
Pre-trading Information Obligation - valid from 5.8.2011 till 9.10.2012
Pre-trading Information Obligation - valid from 3.1.2011 till 4.8.2011
Pre-trading Information Obligation - valid from 1.12.2008 till 2.1.2011
Execution, Conflict of Interest Policy
Conflict of Interest Policy - archive
Conflict of interest Policy – archive valid from 6.2.2020 till 19.2.2021
Conflict of interest Policy – archive valid from 3.1.2020 till 5.2.2020
Conflict of interest Policy – archive valid from 1.1.2014 till 2.1.2018
Conflict of Interest Policy - valid from 22.10.2012 till 31.12.2013
Execution Policy - archive
Execution Policy archive valid from 5.12.2023 till 24.3.2024
Execution Policy archive valid from 4.10.2023 till 4.12.2023
Execution Policy archive valid from 18.5.2023 till 3.10.2023
Execution Policy archive valid from 25.4.2023 till 17.5.2023
Execution Policy archive valid from 16.3.2023 till 24.4.2023
Execution Policy archive valid 15.3.2023
Execution Policy archive valid from 1.10.2021 till 14.3.2023
Execution Policy archive valid from 14.5.2021 till 30.9.2021
Execution Policy archive valid from 10.8.2020 till 13.5.2021
Execution Policy archive valid from 6.2.2020 till 9.8.2020
Execution Policy archive valid from 20.6.2019 till 5.2.2020
Execution Policy archive valid from 14.12.2018 till 19.6.2019
Execution Policy archive valid from 30.8.2018 till 13.12.2018
Execution Policy archive valid from 12.7.2018 till 29.8.2018
Execution Policy archive valid from 3.5.2018 till 11.7.2018
Execution Policy archive valid from 3.1.2018 till 2.5.2018
Execution Policy archive valid till 5.6.2017 do 2.1.2018
Execution Policy - valid from 1.6.2016 till 4.6.2017
Execution Policy - valid from 1.7.2015 till 31.5.2016
Execution Policy - valid from 1.9.2014 till 30.6.2015
Execution Policy valid from 1.1.2014 till 31.8.2014
Execution Policy valid from 6.8.2013 till 31.12.2013
Execution Policy valid from 11.4.2013 till 5.8.2013
Execution Policy valid from 25.10.2012 till 10.4.2013
Execution Policy valid from 19.7.2012 till 24.10.2012
Execution Policy valid from 5.8.2011 till 18.7.2012
Execution Policy valid from 1.12.2008 till 4.8.2011
Conflict of Interest and Inducements
Obligatory information U Invest Plus – valid till 4.4.2018
Obligatory information Rytmus – valid till 4.4.2018
Obligatory information Pioneer Funds – valid till 4.4.2018
Obligatory information Duet Plus – valid till 4.4.2018
Obligatory information
Obligatory information U Invest Plus – valid till 19.1.2018
Obligatory information Rytmus – valid till 19.1.2018
Obligatory information Pioneer Funds – valid till 19.1.2018
Obligatory information Duet Plus – valid till 19.1.2018
Investment Questionnaire
Investment Questionnaire - Natural person (valid till 31.3.2019)
Investment Questionnaire - Legal entity (valid till 31.3.2019)
Investment Questionnaire – Natural person (valid till 2.1.2018)
Investment Questionnaire – Legal person (valid till 2.1.2018)
Investment Questionnaire – Natural person (valid till 9.10.2017)
Investment Questionnaire – Legal person (valid till 9.10.2017)
List of Abbreviations
List of Abbreviations Used – valid from 18.5.2023 till 8.4.2024
List of Abbreviations Used – valid from 25.4.2021 till 17.5.2023
List of Abbreviations Used – valid from 1.10.2021 till 24.4.2023
List of Abbreviations Used – valid from 14.5.2021 till 30.9.2021
List of Abbreviations Used – valid from 10.8.2020 till 13.5.2021
List of Abbreviations Used – valid from 6.2.2020 till 9.8.2020
List of Abbreviations Used – valid from 20.06.2019 till 5.2.2020
List of Abbreviations Used – valid from 14.12.2018 till 19.06.2019
List of Abbreviations Used – valid from 30.8.2018 till 13.12.2018
List of Abbreviations Used – valid from 12.7.2018 till 29.8.2018
List of Abbreviations Used – valid from 1.1.2014 till 11.7.2018
List of Abbreviations Used – valid from 9.11.2012 till 31.12.2013
List of Abbreviations Used – valid from 1.12.2008 till 8.11.2012
Securities Brokers Guarantee
Securities Brokers Guarantee Fund – version valid till 29.8.2018
Other information
RTS 28 for 2022 - retail clients (PDF, 108 kB)
RTS 28 for 2022 - professional clients (PDF, 108 kB)
RTS 28 for 2021 - retail clients (PDF, 108 kB)
RTS 28 for 2021 - professional clients (PDF, 106 kB)
RTS 28 for 2020 - retail clients (PDF, 104 kB)
RTS 28 for 2020 - professional clients (PDF, 100 kB)
RTS 28 for 2019 - retail clients (PDF, 104 kB)
RTS 28 for 2019 - professional clients (PDF, 100 kB)
RTS27 3Q 2020
RTS27 2Q 2020
RTS27 1Q 2020
RTS27 4Q 2019
RTS27 3Q 2019
RTS 28 for 2018 - retail clients (PDF, 104 kB)
RTS 28 for 2018 - professional clients (PDF, 100 kB)
RTS27 1Q 2019
RTS27 4Q 2018
RTS 28 for 2017 - retail clients (PDF, 87 kB)
RTS 28 for 2017 - professional clients (PDF, 89 kB)