MiFID

Market in Financial Instruments Directive (MiFID II)

Dear clients,

In providing investment services, and especially in trading with investment instruments, UniCredit Bank adheres to rules established further to requirements stipulated by the Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments (“MiFID II“), resp.by the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing MiFID II as regards organisational requirement conditions for investment firms and defined terms that Directive (“Delegated Regulation”) and by Act No. 256/2004 Coll. on Capital Markets Undertakings, as amended (the „Act"). The primary aim of these rules is to protect clients, particularly with regard to the extent of information conveyed, the evaluation of information as to a client’s expert knowledge and experiences, and the evaluation of information on the rules of submitting and executing client orders concerning investment instruments.

Client categorisation

Duty to inform

Moreover, the bank is obliged under the Act to provide its clients information on the following:

the bank and the investment services it provides,
investment instruments,
potential risks which may be associated with a given investment service or instrument, and their possible minimization,
rules for handling client’s assets and their protection, including the Securities Brokers Guarantee Fund.

All this information is given in the document: Pre-trading duty to inform - version valid from 20.12.2022

Detailed explanatory information on the Securities Brokers Guarantee Fund, on the conditions for providing compensation, on calculating the amount of compensation, and other particulars of the guarantee system are contained in the document Securities Brokers Guarantee Fund.

For the archive of this information please click HERE.

The bank will inform the client about the content of contracts on providing investment services and on the rights and obligations of the contracting parties arising from these contractual relationships, and the bank will do so always by presenting a proposal of the relevant contract for review such that the client always has sufficient time to examine the contractual terms and conditions.

Under the Act, the bank is obliged to publish for clients its execution policy, conflicts of interest policy including inducements, and rules for lodging complaints and claims. These documents are available for inspection here:

Order Execution Policy - version valid from 25.3.2024
Conflict of Interests Policy, including inducements - version valid from 22.2.2021
Rules for Lodging Claims and Complaints

For the archive of this information please click HERE.

The Bank provides its clients with regular reports on the investment services provided. The Bank uses abbreviations (e.g. for market identification or order type) in such information in a standard manner. A list of these abbreviations along with their explanation is given in the document List of Abbreviations Used – version valid from 9.4.2024.

For the archive of this information please click HERE.

For clients who invest into the Czech family of Amundi funds, a summary of specific examples of conflicts of interest and inducements connected with such orders is available at any branch of the bank.

The Bank hereby informs that you can also request the printing of the aforementioned documents and information at all the Bank's branches.

Should you have any questions, please do not hesitate to contact the relevant point of sale at the bank.

Investment instruments

Prices and fees

Registration

Systematic internaliser

Post-Trade Transparency

Information about risks

The given communication represents neither a personal investment advisory nor an investment recommendation taking into account an investor’s individual situation, particularly with regard to the investor’s professional qualifications and experience in the field of investments or even the investor’s financial situation, investment objectives, or risk attitude.

Rates, prices, yields, appreciations, performances or other parameters achieved by individual investment instruments in the past cannot in any case serve as an indicator or guarantee of future rates, prices, yields, appreciations, performances or other parameters of these or similar financial instruments. Each investment is always connected to the risk of value fluctuation and the return on invested funds is not guaranteed, the investor also bears the credit risk of the investment instrument issuer. Investment instruments denominated in foreign currencies are also exposed to fluctuations following the changes in exchange rates, which can have both positive and negative influence particularly on their rates, prices, appreciations or yields. Other information on the risks is available in the document entitled “Investment services in UniCredit Bank Czech Republic and Slovakia, a.s.

The given communication does not represent special information on an investment services provider, its services, protection of client’s assets, risks, etc. according to the relevant regulations. This information is available in the document entitled “Investment services in UniCredit Bank Czech Republic and Slovakia, a.s.

Before you make an investment decision, please get familiar with the relevant prospectus of the investment instrument. Furthermore, please get familiar with the legislative conditions for the investments, with currency restrictions and tax implications of the investments. Tax treatment depends on the individual circumstances of the investor and may be subject to change in the future.

All information used to produce or found in the text originate or are based on sources which UniCredit Bank Czech Republic and Slovakia, a.s. considers to be trustworthy. Despite devoting all care to the content and verification of these information, UniCredit Bank Czech Republic and Slovakia, a.s. cannot guarantee their correctness, accuracy and completeness.

Additional information

For the archive of this information please click HERE.

Activity	Time
Acceptance of orders	8:30 - 17:00
Registration of orders	8:30 - 17:30
Closing of business day	Moment when the registration of changes is completed based on orders by the system, not later than at 17:30

Illiquid instruments
Derivate type	Issuer Name
Emission allowance derivatives whose underlying is of the type European Union Allowances (EUA)	-
Deliverable FX options (DO) – EURCZK – Maturity bucket 2	-
Deliverable FX options (DO) – EURCZK – Maturity bucket 3	-
Deliverable FX swaps (DS) – EURCZK – Maturity bucket 2	-
Deliverable FX swaps (DS) – USDCZK – Maturity bucket 2	-
Deliverable forward (DF) – EURCZK – Maturity bucket 2	-
Deliverable forward (DF) – EURPLN – Maturity bucket 2	-
Deliverable forward (DF) – USDCZK – Maturity bucket 2	-
Deliverable forward (DF) – EURCZK – Maturity bucket 3	-
Deliverable forward (DF) – EURUSD – Maturity bucket 3	-
Deliverable forward (DF) – USDCZK – Maturity bucket 3	-
Deliverable forward (DF) – EURCZK – Maturity bucket 4	-
Deliverable forward (DF) – EURCZK – Maturity bucket 5	-
Deliverable forward (DF) – EURCZK – Maturity bucket 6	-

Market in Financial Instruments Directive (MiFID II)

Dear clients,

Additional information

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